Form 4 for DFIN Donnelley Financial Solutions, Inc.
Accepted 2024-11-08 00:00:00 ET · period of report 2024-11-06 · accession 0000950170-24-124208 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2024-11-08 | 2024-11-06+ | DFIN | Leib Daniel | CEO, Dir | S - Sale+OE | $59.27 | -65.0K | 549.5K | -11% | -$3.85M |
| DMT | 2024-11-08 | 2024-11-06+ | DFIN | Leib Daniel | CEO, Dir | M - OptEx | $17.65 | +65.0K | 575.2K | +13% | +$1.15M |
| DMT | 2024-11-08 | 2024-11-06+ | DFIN | Leib Daniel | CEO, Dir | M - OptEx | $0.00 | -65.0K | 32.9K | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-06 | S | D | 13,081 | $59.17 | 536,424 | D | — | — | (F3) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $58.62 to $59.61 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2024-11-06 | S | D | 20,109 | $60.21 | 516,315 | D | — | — | (F4) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $59.62 to $60.57 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2024-11-06 | S | D | 984 | $61.08 | 515,331 | D | — | — | (F5) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $60.75 to $61.39 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2024-11-06 | S | D | 140 | $62.06 | 515,191 | D | — | — | (F6) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $61.92 to $62.40 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2024-11-07 | M | A | 5,000 | $17.65 | 520,191 | D | — | — | |
| 6 | Common | Common Stock | 2024-11-07 | S | D | 734 | $60.77 | 519,457 | D | — | — | (F7) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $60.16 to $61.15 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2024-11-07 | S | D | 4,266 | $61.54 | 515,191 | D | — | — | (F8) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $61.16 to $62.09 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. (F9) Includes 371,527 shares held directly, 70,451 restricted stock unit, and 73,213 earned performance share units with additional service-based vesting. |
| 8 | Common | Common Stock | 2024-11-06 | S | D | 25,686 | $58.08 | 549,505 | D | — | — | (F2) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $57.62 to $58.61 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2024-11-06 | M | A | 60,000 | $17.65 | 575,191 | D | — | — | |
| 10 | Derivative | Employee Stock Option (right to buy) | 2024-11-07 | M | D | 5,000 | $0.00 | 27,900 | D | $17.65 · — to 2028-03-01 | 5,000 Common Stock | (F10) The option vests/ vested in four equal annual installments beginning on March 2, 2019. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2024-11-06 | M | D | 60,000 | $0.00 | 32,900 | D | $17.65 · — to 2028-03-01 | 60,000 Common Stock | (F10) The option vests/ vested in four equal annual installments beginning on March 2, 2019. |