Form 4 for HOOD Robinhood Markets
Accepted 2024-11-08 00:00:00 ET · period of report 2024-11-06 · accession 0000950170-24-124301 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MTI | 2024-11-08 | 2024-11-06+ | HOOD | Malka Meyer | Dir | S - Sale | $30.22 | -3.22M | 28.93M | -10% | -$97.25M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-06 | S | D | 321,218 | $30.01 | 29,036,118 | I By Funds | — | — | (F2) Represents 315,133 shares sold by Bullfrog, for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF") and 6,085 shares sold by RH-N. Following the reported transaction, (i) 13,274,379 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 2,283,037 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 9,338,069 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 1,281,447 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 1,184,623 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management Company, LLC ("Ribbit Management"). (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F4) Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| 2 | Common | Class A Common Stock | 2024-11-08 | S | D | 2,791,306 | $30.25 | 26,138,937 | I By Funds | — | — | (F7) Represents 2,791,306 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 13,274,379 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 2,283,037 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 6,440,888 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH, (v) 1,281,447 shares are held directly by RH-D, (vi) 1,184,623 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management. (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F4) Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| 3 | Common | Class A Common Stock | 2024-11-07 | S | D | 105,875 | $30.00 | 28,930,243 | I By Funds | — | — | (F5) Represents 105,875 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 13,274,379 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 2,283,037 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 9,232,194 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH, (v) 1,281,447 shares are held directly by RH-D, (vi) 1,184,623 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.035, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F4) Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |