Form 4 for ICE Intercontinental Exchange
Accepted 2024-11-15 00:00:00 ET · period of report 2024-11-13 · accession 0000950170-24-127616 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2024-11-15 | 2024-11-13 | ICE | Jackson Benjamin | Pres | S - Sale+OE | $156.44 | -11.7K | 162.3K | -7% | -$1.82M |
| DT | 2024-11-15 | 2024-11-13 | ICE | Jackson Benjamin | Pres | M - OptEx | $50.01 | +11.7K | 167.8K | +7% | +$582.8K |
| DT | 2024-11-15 | 2024-11-13 | ICE | Jackson Benjamin | Pres | M - OptEx | $0.00 | -11.7K | 11.7K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-13 | S | D | 6,127 | $156.83 | 156,163 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 14, 2024 (F4) The price range for the aggregate amount sold by the direct holder is $156.55 - $157.10. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. (F5) The common stock number referred in Table I is an aggregate number and represents 135,348 shares of common stock and 20,815 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. (F6) The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. |
| 2 | Common | Common Stock | 2024-11-13 | M | A | 11,654 | $50.01 | 167,817 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 14, 2024 (F2) Amount of securities beneficially owned includes 98 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 28, 2024. |
| 3 | Common | Common Stock | 2024-11-13 | S | D | 5,527 | $156.00 | 162,290 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 14, 2024 (F3) The price range for the aggregate amount sold by the direct holder is $155.55 - $156.51. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Employee Stock Option (right to buy) Holding | 2024-11-13 | M | D | 11,654 | $0.00 | 11,656 | D | $50.01 · — to 2026-01-14 | 11,654 Common Stock | (F7) These options are fully vested. |