Form 4 for NTAP NetApp
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0000950170-24-128902 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2024-11-19 | 2024-11-15 | NTAP | De Lorenzo Daniel | VP, CAO, Ctrl | M - OptEx | — | +499 | 499 | New | — |
| DT | 2024-11-19 | 2024-11-15 | NTAP | De Lorenzo Daniel | VP, CAO, Ctrl | F - Tax | $117.21 | -173 | 326 | -35% | -$20.3K |
| DT | 2024-11-19 | 2024-11-18 | NTAP | De Lorenzo Daniel | VP, CAO, Ctrl | S - Sale+OE | $117.44 | -326 | 0 | -100% | -$38.3K |
| DMT | 2024-11-19 | 2024-11-15 | NTAP | De Lorenzo Daniel | VP, CAO, Ctrl | M - OptEx | — | -499 | 350 | -59% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-11-15 | M | A | 499 | — | 499 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Shares | 2024-11-15 | F | D | 173 | $117.21 | 326 | D | — | — | |
| 3 | Common | Common Shares | 2024-11-18 | S | D | 326 | $117.44 | 0 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 70 | — | 278 | D | — · — to — | 70 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On November 15, 2021, the reporting person was granted 1,110 restricted stock units, vesting as to twenty-five percent (25%) of the shares on November 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 108 | — | 645 | D | — · — to — | 108 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) On July 1, 2022, the reporting person was granted 1,720 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 6 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 146 | — | 1,464 | D | — · — to — | 146 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) On July 13, 2023, the reporting person was granted 2,341 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 7 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 175 | — | 350 | D | — · — to — | 175 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On July 1, 2021, the reporting person was granted 2,800 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |