Form 4 for NTAP NetApp
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0000950170-24-128906 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2024-11-19 | 2024-11-15 | NTAP | Kurian George | CEO, Dir | F - Tax | $117.21 | -4,013 | 296.8K | -1% | -$470.4K |
| DT | 2024-11-19 | 2024-11-15 | NTAP | Kurian George | CEO, Dir | M - OptEx | — | +8,017 | 300.8K | +3% | — |
| DMT | 2024-11-19 | 2024-11-18 | NTAP | Kurian George | CEO, Dir | S - Sale+OE | $118.00 | -8,500 | 293.5K | -3% | -$1.00M |
| DMT | 2024-11-19 | 2024-11-15 | NTAP | Kurian George | CEO, Dir | M - OptEx | — | -8,017 | 28.9K | -22% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-11-15 | F | D | 4,013 | $117.21 | 296,782 | D | — | — | |
| 2 | Common | Common Shares | 2024-11-15 | M | A | 8,017 | — | 300,795 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Shares | 2024-11-18 | S | D | 5,220 | $118.35 | 288,282 | D | — | — | (F4) The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $118.05 to $118.64. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 4 | Common | Common Shares | 2024-11-18 | S | D | 3,280 | $117.44 | 293,502 | D | — | — | (F3) The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $117.09 to $117.99. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 5 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 2,256 | — | 4,513 | D | — · — to — | 2,256 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 6 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 2,876 | — | 17,254 | D | — · — to — | 2,876 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 7 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 2,885 | — | 28,855 | D | — · — to — | 2,885 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) On July 13, 2023, the reporting person was granted 46,166 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |