Form 4 for SCWO 374Water Inc.
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0000950170-24-128977 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-19 | 2024-11-18 | SCWO | Mandel Peter | GC | P - Purchase | $1.25 | +10.8K | 258.6K | +4% | +$13.5K |
| D | 2024-11-19 | 2024-11-15 | SCWO | Mandel Peter | GC | A - Grant | $0.00 | +247.8K | 247.8K | New | $0 |
| D | 2024-11-19 | 2024-11-18 | SCWO | Mandel Peter | GC | P - Purchase | — | +16.2K | 16.2K | New | — |
| D | 2024-11-19 | 2024-11-18 | SCWO | Mandel Peter | GC | A - Grant | $0.00 | +247.8K | 247.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-18 | P | A | 10,800 | $1.25 | 258,575 | D | — | — | (F2) The purchase price for each share of the 10,800 shares of Common Stock reported in Table I and the accompanying warrants was $1.25. |
| 2 | Common | Common Stock (restricted stock units) | 2024-11-15 | A | A | 247,775 | $0.00 | 247,775 | D | — | — | (F1) Vesting commencement date is August 19, 2024. 25% of the shares vest and become exercisable on the first annual anniversary of the vesting commencement date and the balance vest and become exercisable equally on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continuous service through each vesting date. |
| 3 | Derivative | Warrants (right to buy) | 2024-11-18 | P | A | 16,200 | — | 16,200 | D | $1.13 · 2024-11-18 to 2029-11-17 | 16,200 Common Stock | (F2) The purchase price for each share of the 10,800 shares of Common Stock reported in Table I and the accompanying warrants was $1.25. |
| 4 | Derivative | Stock options (right to buy) | 2024-11-18 | A | A | 247,775 | $0.00 | 247,775 | D | $1.03 · — to 2034-11-17 | 247,775 Common Stock | (F1) Vesting commencement date is August 19, 2024. 25% of the shares vest and become exercisable on the first annual anniversary of the vesting commencement date and the balance vest and become exercisable equally on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continuous service through each vesting date. |