Form 4 for SCWO 374Water Inc.
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0000950170-24-128979 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-19 | 2024-11-15 | SCWO | Vanderhider James Michael | Dir | A - Grant | $0.00 | +40.0K | 40.0K | New | $0 |
| DI | 2024-11-19 | 2024-11-18 | SCWO | Vanderhider James Michael | Dir | P - Purchase | $1.25 | +250.0K | 1.42M | +21% | +$312.5K |
| DI | 2024-11-19 | 2024-11-18 | SCWO | Vanderhider James Michael | Dir | P - Purchase | — | +375.0K | 375.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock (restricted stock units) | 2024-11-15 | A | A | 40,000 | $0.00 | 40,000 | D See Footnote | — | — | (F1) Fully vested on date of grant. (F3) All 1,420,000 shares and the warrant to purchase 375,000 shares are owned and held by Aspen View LP. The Reporting Person has sole voting and dispositive power over the securities held by Aspen View LP. |
| 2 | Common | Common Stock | 2024-11-18 | P | A | 250,000 | $1.25 | 1,420,000 | I | — | — | (F2) The purchase price for each share of the 250,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25. |
| 3 | Derivative | Warrants (right to buy) | 2024-11-18 | P | A | 375,000 | — | 375,000 | I See Footnote | $1.13 · 2024-11-18 to 2029-11-17 | 375,000 Common Stock | (F2) The purchase price for each share of the 250,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25. (F3) All 1,420,000 shares and the warrant to purchase 375,000 shares are owned and held by Aspen View LP. The Reporting Person has sole voting and dispositive power over the securities held by Aspen View LP. |