Form 4 for MNKD MANNKIND CORP
Accepted 2024-11-19 00:00:00 ET · period of report 2023-08-07 · accession 0000950170-24-128986 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2024-11-19 | 2024-11-15 | MNKD | Binder Steven B. | Dir | S - Sale+OE | $6.76 | -67.5K | 1.08M | -6% | -$456.6K |
| DT | 2024-11-19 | 2024-11-15 | MNKD | Binder Steven B. | Dir | M - OptEx | $1.47 | +67.5K | 1.14M | +6% | +$99.3K |
| DMT | 2024-11-19 | 2024-11-15 | MNKD | Binder Steven B. | Dir | M - OptEx | $0.00 | -67.5K | 22.5K | -75% | $0 |
| DMT | 2024-11-19 | 2023-08-07+ | MNKD | Binder Steven B. | Dir | A - Grant | $0.00 | +62.6K | 45.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 Par Value | 2024-11-15 | S | D | 67,539 | $6.76 | 1,075,026 | D | — | — | (F2) The weighted average sales price of the reported transaction was $6.76 based on a range of prices between $6.63 and $7.05. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. |
| 2 | Common | Common Stock, $0.01 Par Value | 2024-11-15 | M | A | 67,539 | $1.47 | 1,142,565 | D | — | — | |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-15 | M | D | 22,513 | $0.00 | 22,512 | D | $1.47 · 2020-02-25 to 2027-08-24 | 22,513 Common Stock, $0.01 Par Value | |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-15 | M | D | 22,513 | $0.00 | 22,512 | D | $1.47 · 2023-08-07 to 2027-08-24 | 22,513 Common Stock, $0.01 Par Value | |
| 5 | Derivative | Deferred Restricted Stock Unit | 2024-11-18 | A | A | 17,575 | $0.00 | 17,575 | D | — · — to — | 17,575 Common Stock, $0.01 Par Value | (F4) Each restricted stock unit represents a contingent right to receive one share of MNKD common stock. (F5) Restricted stock unit vested on November 18, 2024, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2023-08-07 | A | A | 45,025 | $0.00 | 45,025 | D | $1.47 · 2023-08-07 to 2027-08-24 | 45,025 Common Stock, $0.01 Par Value | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-15 | M | D | 22,513 | $0.00 | 22,512 | D | $1.47 · 2018-08-02 to 2027-08-24 | 22,513 Common Stock, $0.01 Par Value |