Form 4 for SCWO 374Water Inc.
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0000950170-24-128990 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-19 | 2024-11-15 | SCWO | Penn Buddie J | Dir | A - Grant | $0.00 | +40.0K | 40.0K | New | $0 |
| D | 2024-11-19 | 2024-11-18 | SCWO | Penn Buddie J | Dir | P - Purchase | $1.25 | +20.0K | 60.0K | +50% | +$25.0K |
| D | 2024-11-19 | 2024-11-18 | SCWO | Penn Buddie J | Dir | P - Purchase | — | +30.0K | 30.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock (restricted stock units) | 2024-11-15 | A | A | 40,000 | $0.00 | 40,000 | D | — | — | (F1) Fully vested on date of grant. |
| 2 | Common | Common Stock | 2024-11-18 | P | A | 20,000 | $1.25 | 60,000 | D | — | — | (F2) The purchase price for each share of the 20,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25. |
| 3 | Derivative | Warrants (right to buy) | 2024-11-18 | P | A | 30,000 | — | 30,000 | D | $1.13 · 2024-11-18 to 2029-11-17 | 30,000 Common Stock | (F2) The purchase price for each share of the 20,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25. |