Form 4 for SHC Sotera Health Co
Accepted 2024-11-22 00:00:00 ET · period of report 2024-11-20 · accession 0000950170-24-130309 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-22 | 2024-11-20 | SHC | Petras Michael B. Jr. | COB, CEO | F - Tax | $13.21 | -29.2K | 670.5K | -4% | -$386.4K | |
| MI | 2024-11-22 | 2024-11-22 | SHC | Petras Michael B. Jr. | COB, CEO | G - Gift | $0.00 | 0 | 5.21M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share ("Common Stock") | 2024-11-20 | F | D | 29,250 | $13.21 | 670,499 | D By Grantor Trust | — | — | (F1) These securities represent the number of shares of Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations due upon the vesting of 65,217 Restricted Stock Units ("RSUs"), which represents 25% of the RSU award granted to the Reporting Person on November 20, 2020. This award was granted pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. (F2) These securities consist of 478,693 RSUs and 191,806 shares of Common Stock. |
| 2 | Common | Common Stock, $0.01 par value per share ("Common Stock") | 2024-11-22 | G | A | 39,243 | $0.00 | 39,243 | I | — | — | (F3) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. |
| 3 | Common | Common Stock, $0.01 par value per share ("Common Stock") | 2024-11-22 | G | D | 39,243 | $0.00 | 5,214,337 | I By Family Trust | — | — |