Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2024-11-27 00:00:00 ET · period of report 2024-11-25 · accession 0000950170-24-131483 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-27 | 2024-11-25+ | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | S - Sale+OE | $120.10 | -8,935 | 168.8K | -5% | -$1.07M |
| DM | 2024-11-27 | 2024-11-25+ | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | M - OptEx | $47.35 | +8,935 | 172.4K | +5% | +$423.1K |
| DM | 2024-11-27 | 2024-11-25+ | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -8,935 | 111.8K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-26 | S | D | 3,609 | $120.06 | 168,833 | D | — | — | (F2) The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0300 to $120.1100. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2024-11-25 | S | D | 5,326 | $120.12 | 168,833 | D | — | — | (F1) The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0000 to $120.4085. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ASLN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2024-11-25 | M | A | 5,326 | $47.35 | 174,159 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-26 | M | A | 3,609 | $47.35 | 172,442 | D | — | — | |
| 5 | Derivative | Employee Stock Options (right to buy) | 2024-11-25 | M | D | 5,326 | $0.00 | 115,431 | D | $47.35 · — to 2033-02-22 | 5,326 Common Stock | (F3) This option vests in three equal annual installations beginning on February 22, 2024. |
| 6 | Derivative | Employee Stock Options (right to buy) | 2024-11-26 | M | D | 3,609 | $0.00 | 111,822 | D | $47.35 · — to 2033-02-22 | 3,609 Common Stock | (F3) This option vests in three equal annual installations beginning on February 22, 2024. |