Form 4 for RKLB Rocket Lab Corp
Accepted 2024-11-27 00:00:00 ET · period of report 2024-11-25 · accession 0000950170-24-131578 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-27 | 2024-11-25 | RKLB | Spice Adam C. | CFO | S - Sale | $24.15 | -62.5K | 1.26M | -5% | -$1.51M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-25 | S | D | 62,511 | $24.15 | 1,259,522 | D | — | — | (F1) Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. (F2) The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $23.2000 to $24.1900, $24.2100 to $25.2000 and $25.2100 to $25.5600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) Includes 868 shares acquired under the Rocket Lab USA, Inc. 2021 Employee Stock Purchase Plan on November 21, 2024 in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |