Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2024-12-02 00:00:00 ET · period of report 2024-11-27 · accession 0000950170-24-132200 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-02 | 2024-11-27+ | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | M - OptEx | $47.35 | +13.3K | 170.6K | +8% | +$630.4K |
| DM | 2024-12-02 | 2024-11-27+ | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | S - Sale+OE | $119.55 | -13.3K | 168.8K | -7% | -$1.59M |
| DM | 2024-12-02 | 2024-11-27+ | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -13.3K | 98.5K | -12% | $0 |
| D | 2024-12-02 | 2024-11-27 | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | A - Grant | $0.00 | +156 | 1,935 | +9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-29 | M | A | 11,590 | $47.35 | 180,423 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-27 | S | D | 1,723 | $120.26 | 168,833 | D | — | — | (F1) The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0017 to $120.4900. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ASLN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2024-11-27 | M | A | 1,723 | $47.35 | 170,556 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-29 | S | D | 11,590 | $119.44 | 168,833 | D | — | — | (F2) The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $119.0800 to $119.7463. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-11-27 | M | D | 1,723 | $0.00 | 110,099 | D | $47.35 · — to 2033-02-22 | 1,723 Common Stock | (F3) This option vests in three equal annual installations beginning on February 22, 2024. |
| 6 | Derivative | Dividend Equivalent Rights | 2024-11-27 | A | A | 156 | $0.00 | 1,935 | D | — · — to — | 156 Common Stock | (F4) The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of ALSN common stock. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2024-11-29 | M | D | 11,590 | $0.00 | 98,509 | D | $47.35 · — to 2033-02-22 | 11,590 Common Stock | (F3) This option vests in three equal annual installations beginning on February 22, 2024. |