Form 4 for MC Moelis & Co
Accepted 2024-12-04 00:00:00 ET · period of report 2024-12-02 · accession 0000950170-24-133473 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-04 | 2024-12-03 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +1,356 | 198.6K | +0.7% | — |
| D | 2024-12-04 | 2024-12-03 | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $75.81 | -1,356 | 197.2K | -0.7% | -$102.8K |
| D | 2024-12-04 | 2024-12-03 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | +1,356 | 31.0K | +5% | $0 |
| DM | 2024-12-04 | 2024-12-02 | MC | Cantor Eric | Vice COB, MD, Dir | A - Grant | $0.00 | +874.84 | 876.06 | +71,708% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-03 | M | A | 1,355.72 | — | 198,588.72 | D | — | — | (F1) Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. |
| 2 | Common | Class A Common Stock | 2024-12-03 | F | D | 1,355.72 | $75.81 | 197,233 | D | — | — | |
| 3 | Derivative | 2023 Incentive RSUs | 2024-12-03 | M | A | 1,355.72 | $0.00 | 30,962.30 | D | $0.00 · — to — | 1,355.72 Class A Common Stock | (F9) The RSUs were settled for Class A common stock on Decmber 3, 2024 in order to satisfy tax obligations. |
| 4 | Derivative | 2023 Incentive RSUs | 2024-12-02 | A | A | 253.77 | $0.00 | 32,318.02 | D | $0.00 · — to — | 253.77 Class A Common Stock | (F2) Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. (F8) Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 5 | Derivative | 2022 Incentive RSUs | 2024-12-02 | A | A | 263.91 | $0.00 | 33,608.78 | D | $0.00 · — to — | 263.91 Class A Common Stock | (F2) Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. (F7) Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 6 | Derivative | 2021 Incentive RSUs | 2024-12-02 | A | A | 157.82 | $0.00 | 20,098.50 | D | $0.00 · — to — | 157.82 Class A Common Stock | (F2) Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. (F6) Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 7 | Derivative | 2020 Incentive RSUs | 2024-12-02 | A | A | 111.58 | $0.00 | 14,210.12 | D | $0.00 · — to — | 111.58 Class A Common Stock | (F2) Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. (F5) Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 8 | Derivative | 2019 Incentive RSUs | 2024-12-02 | A | A | 80.88 | $0.00 | 10,299.51 | D | $0.00 · — to — | 80.88 Class A Common Stock | (F2) Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. (F4) Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 9 | Derivative | 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) | 2024-12-02 | A | A | 6.88 | $0.00 | 876.06 | D | $0.00 · — to — | 6.88 Class A Common Stock | (F2) Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. (F3) RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: 6.88 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. |