Form 4 for RM Regional Management Corp.
Accepted 2024-12-05 00:00:00 ET · period of report 2024-12-03 · accession 0000950170-24-133705 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-05 | 2024-12-03 | RM | Atwood Catherine R | SVP, GC | M - OptEx | $14.86 | +2,911 | 43.0K | +7% | +$43.2K |
| DM | 2024-12-05 | 2024-12-03 | RM | Atwood Catherine R | SVP, GC | F - Tax | $33.75 | -1,783 | 42.4K | -4% | -$60.2K |
| DM | 2024-12-05 | 2024-12-03 | RM | Atwood Catherine R | SVP, GC | M - OptEx | $0.00 | -2,911 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-03 | M | A | 1,911 | $14.75 | 44,319 | D | — | — | |
| 2 | Common | Common Stock | 2024-12-03 | F | D | 1,166 | $33.75 | 43,153 | D | — | — | (F1) Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on December 3, 2024; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions. (F2) Represents the closing market price of the issuer's common stock at the time of the option exercises on December 3, 2024. |
| 3 | Common | Common Stock | 2024-12-03 | M | A | 1,000 | $15.06 | 43,025 | D | — | — | |
| 4 | Common | Common Stock | 2024-12-03 | F | D | 617 | $33.75 | 42,408 | D | — | — | (F1) Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on December 3, 2024; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions. (F2) Represents the closing market price of the issuer's common stock at the time of the option exercises on December 3, 2024. |
| 5 | Derivative | Stock Option (right to buy) | 2024-12-03 | M | D | 1,911 | $0.00 | 0 | D | $14.75 · 2017-12-31 to 2025-04-22 | 1,911 Common Stock | |
| 6 | Derivative | Stock Option (right to buy) | 2024-12-03 | M | D | 1,000 | $0.00 | 0 | D | $15.06 · — to 2025-03-11 | 1,000 Common Stock | (F3) The options vested and became exercisable in three equal installments on each of December 31, 2015, December 31, 2016, and December 31, 2017. The options are now fully exercisable. |