Form 4 for HOOD Robinhood Markets

Accepted 2024-12-06 00:00:00 ET · period of report 2024-12-04 · accession 0000950170-24-134301 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MTI	2024-12-06	2024-12-04+	HOOD	Malka Meyer	Dir	S - Sale	$40.52	-3.21M	4.97M	-39%	-$130.15M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2024-12-05	S	D	495,774	$41.22	3,413,585	I By Funds	—	—	(F8) Represents 495,774 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,344,554 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F5) Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.
2	Common	Class A Common Stock	2024-12-05	S	D	115,980	$42.57	3,297,605	I By Funds	—	—	(F10) Represents 115,980 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,228,574 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. (F5) Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.
3	Common	Class A Common Stock	2024-12-05	S	D	1,064,879	$40.55	3,909,359	I By Funds	—	—	(F6) Represents 1,064,879 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,840,328 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F5) Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.
4	Common	Class A Common Stock	2024-12-04	S	D	1,535,681	$40.11	4,974,238	I By Funds	—	—	(F2) Represents 1,535,681 shares sold by Bullfrog, for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"). Following the reported transaction, (i) 33,471 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 5,757 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 4,905,207 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 3,231 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 2,114 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N")and (viii) 21,571 shares are held directly by Ribbit Management Company, LLC ("Ribbit Management"). (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F4) The reported amounts reflect 1,545,984 shares received by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and 21,571 shares received by Ribbit Management in prior distributions-in-kind made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. (F5) Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.