Form 4 for KR Kroger
Accepted 2024-12-16 00:00:00 ET · period of report 2024-12-12 · accession 0000950170-24-136444 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-16 | 2024-12-12 | KR | Aitken Stuart | SVP | S - Sale+OE | $63.18 | -132.6K | 234.1K | -36% | -$8.38M |
| DM | 2024-12-16 | 2024-12-12 | KR | Aitken Stuart | SVP | M - OptEx | $25.57 | +132.6K | 350.2K | +61% | +$3.39M |
| DM | 2024-12-16 | 2024-12-12 | KR | Aitken Stuart | SVP | M - OptEx | $0.00 | -132.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-12 | S | D | 16,584 | $63.22 | 217,523.18 | D | — | — | (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.210 to $63.438, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 2 | Common | Common Stock | 2024-12-12 | M | A | 33,124 | $28.05 | 250,647.18 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-12 | M | A | 82,919 | $24.75 | 333,566.18 | D | — | — | |
| 4 | Common | Common Stock | 2024-12-12 | M | A | 16,584 | $24.75 | 350,150.18 | D | — | — | |
| 5 | Common | Common Stock | 2024-12-12 | S | D | 33,124 | $63.14 | 317,026.18 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63 to $63.345, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 6 | Common | Common Stock | 2024-12-12 | S | D | 82,919 | $63.19 | 234,107.18 | D | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63 to $63.480, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 7 | Derivative | Non-Qualified Stock Options | 2024-12-12 | M | D | 33,124 | $0.00 | 0 | D | $28.05 · — to 2028-07-13 | 33,124 Common Stock | (F4) These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a four-year period at the rate of 25% per year commencing one year from the date of the grant. |
| 8 | Derivative | Non-Qualified Stock Options | 2024-12-12 | M | D | 82,919 | $0.00 | 0 | D | $24.75 · — to 2029-03-14 | 82,919 Common Stock | (F4) These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a four-year period at the rate of 25% per year commencing one year from the date of the grant. |
| 9 | Derivative | Non-Qualified Stock Options | 2024-12-12 | M | D | 16,584 | $0.00 | 0 | D | $24.75 · — to 2029-03-14 | 16,584 Common Stock | (F5) These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a three-year period, at the rate of 33% per year commencing one year after the date of the grant. |