Form 4 for SVRA Savara Inc
Accepted 2024-12-16 00:00:00 ET · period of report 2024-12-12 · accession 0000950170-24-136785 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-16 | 2024-12-12 | SVRA | Lowrance David L | CFO | A - Grant | $0.00 | +100.0K | 442.4K | +29% | $0 |
| D | 2024-12-16 | 2024-12-16 | SVRA | Lowrance David L | CFO | S - Sale | $3.33 | -25.0K | 381.0K | -6% | -$83.2K |
| D | 2024-12-16 | 2024-12-13 | SVRA | Lowrance David L | CFO | F - Tax | $3.21 | -24.4K | 406.0K | -6% | -$78.2K |
| D | 2024-12-16 | 2024-12-13 | SVRA | Lowrance David L | CFO | G - Gift | $0.00 | -12.0K | 430.4K | -3% | $0 |
| D | 2024-12-16 | 2024-12-12 | SVRA | Lowrance David L | CFO | A - Grant | $0.00 | +300.0K | 300.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-12 | A | A | 100,000 | $0.00 | 442,355 | D | — | — | (F1) Represents restricted stock units ("RSUs") that vest in full on December 12, 2026, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-12-16 | S | D | 25,000 | $3.33 | 381,005 | D | — | — | (F4) Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. (F5) The price is a weighted average sales price. The sale prices ranged from $3.29 to $3.36. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 3 | Common | Common Stock | 2024-12-13 | F | D | 24,350 | $3.21 | 406,005 | D | — | — | (F3) Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability based upon the vesting of previously awarded restricted stock units. |
| 4 | Common | Common Stock | 2024-12-13 | G | D | 12,000 | $0.00 | 430,355 | D | — | — | (F2) The reporting person made a bona fide gift to The McCallie School. The reporting person does not have voting or investment power with respect to the shares held by The McCallie School. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-12-12 | A | A | 300,000 | $0.00 | 300,000 | D | $3.35 · — to 2034-12-12 | 300,000 Common Stock | (F6) The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 12, 2024, subject to the reporting person's continued service with the Issuer. |