InsiderTrades

Form 4 for ALTG ALTA EQUIPMENT GROUP INC.

Accepted 2024-12-18 00:00:00 ET · period of report 2024-12-16 · accession 0000950170-24-137919 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2024-12-18 2024-12-16+ ALTG Mill Road Capital III, L.P. 10% X - OptEx $10.00 +35.2K 4.25M +0.8% +$352.0K
DM 2024-12-18 2024-12-16+ ALTG Mill Road Capital III, L.P. 10% X - OptEx $0.00 -352 450 -44% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock, $0.0001 par value 2024-12-16 X A 35,000 $10.00 4,248,208 D — — (F1) The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
2 Common Common Stock, $0.0001 par value 2024-12-17 X A 200 $10.00 4,248,408 D — — (F1) The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
3 Derivative Put options (obligation to buy) 2024-12-17 X D 2 $0.00 448 D $10.00 · — to 2025-01-17 200 Common Stock (F1) The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. (F2) Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024.
4 Derivative Put options (obligation to buy) 2024-12-16 X D 350 $0.00 450 D $10.00 · — to 2025-01-17 35,000 Common Stock (F1) The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. (F2) Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024.