Form 4 for VELO Velo3D, Inc.
Accepted 2024-12-18 00:00:00 ET · period of report 2024-11-15 · accession 0000950170-24-138068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-18 | 2024-11-15+ | VELO | Kreger Bradley Allen | CEO, Dir | M - OptEx | — | +7,489 | 10.7K | +231% | — |
| DM | 2024-12-18 | 2024-11-15+ | VELO | Kreger Bradley Allen | CEO, Dir | M - OptEx | $0.00 | -7,489 | 7,507 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-18 | M | A | 898 | — | 17,387 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2024-11-15 | M | A | 5,756 | — | 16,489 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2024-11-15 | M | A | 835 | — | 10,733 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 4 | Derivative | Restricted stock units | 2024-11-18 | M | D | 898 | $0.00 | 898 | D | — · — to — | 898 common stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F4) The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date. |
| 5 | Derivative | Restricted stock units | 2024-11-15 | M | D | 5,756 | $0.00 | 17,268 | D | — · — to — | 5,756 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F3) The RSUs vest 25% @ 1 year starting Nov'24, Quarterly thereafter for 3 years, subject to the continued service of the reporting person on each vesting date |
| 6 | Derivative | Restricted Stock Units | 2024-11-15 | M | D | 835 | $0.00 | 7,507 | D | — · — to — | 835 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F2) The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. |