Form 4 for EXOD Exodus Movement, Inc.
Accepted 2025-01-03 00:00:00 ET · period of report 2023-11-21 · accession 0000950170-25-001557 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-01-03 | 2023-11-21+ | EXOD | McGregor Veronica | CLO | F - Tax | $12.03 | -40.1K | 279.9K | -13% | -$481.9K |
| 2025-01-03 | 2024-03-13 | EXOD | McGregor Veronica | CLO | A - Grant | $0.00 | +102.2K | 314.5K | +48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-21 | F | D | 1,701 | $3.79 | 216,010 | D | — | — | (F1) This transaction occurred prior to the reporting person becoming subject to Section 16 of the Securities Exchange Act of 1934, as amended, and is being reported pursuant to Rule 16a-2(a). (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
| 2 | Common | Class A Common Stock | 2023-12-26 | F | D | 1,701 | $4.60 | 214,309 | D | — | — | (F1) This transaction occurred prior to the reporting person becoming subject to Section 16 of the Securities Exchange Act of 1934, as amended, and is being reported pursuant to Rule 16a-2(a). (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
| 3 | Common | Class A Common Stock | 2024-01-25 | F | D | 2,016 | $2.30 | 212,293 | D | — | — | (F1) This transaction occurred prior to the reporting person becoming subject to Section 16 of the Securities Exchange Act of 1934, as amended, and is being reported pursuant to Rule 16a-2(a). (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
| 4 | Common | Class A Common Stock | 2024-03-13 | A | A | 102,250 | $0.00 | 314,543 | D | — | — | (F1) This transaction occurred prior to the reporting person becoming subject to Section 16 of the Securities Exchange Act of 1934, as amended, and is being reported pursuant to Rule 16a-2(a). (F3) Represents 102,250 RSUs granted under the Issuer's 2021 Equity Incentive Plan, 4260 that were vested on the date of grant and 97,990 that vest in equal monthly installments though January 1, 2028. Each RSU represents the right to receive one share of Class A Common Stock upon settlement. |
| 5 | Common | Class A Common Stock | 2024-03-19 | F | D | 5,016 | $5.05 | 309,527 | D | — | — | (F1) This transaction occurred prior to the reporting person becoming subject to Section 16 of the Securities Exchange Act of 1934, as amended, and is being reported pursuant to Rule 16a-2(a). (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
| 6 | Common | Class A Common Stock | 2024-04-30 | F | D | 3,079 | $8.00 | 306,448 | D | — | — | (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. (F4) The Form 3 filed on May 8, 2024 to report ownership as of April 28, 2024 inadvertently excluded 42,153 shares of Class A Common Stock that included (i) 3,079 shares of Class A Common Stock withheld by the Issuer on April 30, 2024 and 39,074 additional shares of Class A Common Stock owned by the reporting person. |
| 7 | Common | Class A Common Stock | 2024-05-28 | F | D | 3,572 | $8.00 | 302,876 | D | — | — | (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
| 8 | Common | Class A Common Stock | 2024-06-21 | F | D | 3,291 | $13.95 | 299,585 | D | — | — | (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
| 9 | Common | Class A Common Stock | 2024-07-25 | F | D | 3,290 | $17.00 | 296,295 | D | — | — | (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
| 10 | Common | Class A Common Stock | 2024-08-27 | F | D | 3,226 | $14.57 | 293,069 | D | — | — | (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
| 11 | Common | Class A Common Stock | 2024-09-25 | F | D | 3,290 | $14.80 | 289,779 | D | — | — | (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
| 12 | Common | Class A Common Stock | 2024-10-21 | F | D | 3,292 | $15.10 | 286,487 | D | — | — | (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
| 13 | Common | Class A Common Stock | 2024-11-25 | F | D | 3,291 | $20.05 | 283,196 | D | — | — | (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
| 14 | Common | Class A Common Stock | 2024-12-12 | F | D | 3,290 | $21.65 | 279,906 | D | — | — | (F2) In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. (F5) Includes (i) 7,528 RSUs originally granted on January 5, 2022 that vest in equal monthly installments through January 1, 2026, (ii) 108,508 RSUs originally granted on January 1, 2023 that vest in equal monthly installments through January 1, 2027 and (iii) 78,818 RSUs originally granted on March 13, 2024 that vest in equal monthly installments through January 1, 2028. |