Form 4/A for SF STIFEL FINANCIAL CORP
Accepted 2025-01-06 00:00:00 ET · period of report 2024-03-01 · accession 0000950170-25-002210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2025-01-06 | 2024-03-01 | SF | Fisher Mark P | GC, Senior VP | M - OptEx | $0.00 | +4,198 | 50.4K | +9% | $0 |
| DA | 2025-01-06 | 2024-03-01 | SF | Fisher Mark P | GC, Senior VP | F - Tax | $75.00 | -2,258 | 48.1K | -4% | -$169.3K |
| DA | 2025-01-06 | 2024-03-01 | SF | Fisher Mark P | GC, Senior VP | A - Grant | $0.00 | +5,977 | 26.9K | +29% | $0 |
| DA | 2025-01-06 | 2024-03-01 | SF | Fisher Mark P | GC, Senior VP | M - OptEx | $0.00 | -4,198 | 22.7K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | M | A | 4,198 | $0.00 | 50,390 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-01 | F | D | 2,258 | $75.00 | 48,132 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2024-03-01 | A | A | 5,977 | $0.00 | 26,929 | D | $0.00 · — to — | 5,977 Common Stock | (F1) These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025. (F2) No expiration date for these Units |
| 4 | Derivative | Phantom Stock Units | 2024-03-01 | M | D | 4,198 | $0.00 | 22,731 | D | $0.00 · — to — | 4,198 Common Stock | (F3) Currently exercisable. (F2) No expiration date for these Units |