Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-02 · accession 0000950170-25-002270 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-01-06 | 2025-01-02 | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | M - OptEx | $0.00 | +7,196 | 45.1K | +19% | $0 |
| DM | 2025-01-06 | 2025-01-02 | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | M - OptEx | $0.00 | -11.0K | 2,180 | -83% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-02 | M | A | 2,396 | $0.00 | 47,467 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 2 | Common | Common Stock | 2025-01-02 | M | A | 1,428 | $0.00 | 42,951 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 3 | Common | Common Stock | 2025-01-02 | M | A | 1,252 | $0.00 | 41,523 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 4 | Common | Common Stock | 2025-01-02 | M | A | 2,120 | $0.00 | 45,071 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 5 | Derivative | Restricted Stock Unit Grant | 2025-01-02 | M | D | 3,658 | $0.00 | 10,972 | D | — · — to 2028-01-01 | 14,630 Common Stock | (F4) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F9) Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028. |
| 6 | Derivative | Restriucted Stock Unit Grant | 2025-01-02 | M | D | 3,237 | $0.00 | 6,475 | D | — · — to 2027-01-01 | 9,712 Common Stock | (F4) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F7) Twenty-five percent of this restricted stock unit grant vested on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. |
| 7 | Derivative | Resticted Stock Unit Grant | 2025-01-02 | M | D | 1,912 | $0.00 | 0 | D | — · — to 2025-01-01 | 1,912 Common Stock | (F4) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F2) Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |
| 8 | Derivative | Restricted Stock Unit Grant | 2025-01-02 | M | D | 2,180 | $0.00 | 2,180 | D | — · — to 2026-01-01 | 4,360 Common Stock | (F4) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F13) Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. |