Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2025-01-10 00:00:00 ET · period of report 2025-01-08 · accession 0000950170-25-004246 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-10 | 2025-01-08 | SF | Marischen James M | CFO | M - OptEx | $0.00 | +11.1K | 67.3K | +20% | $0 |
| D | 2025-01-10 | 2025-01-08 | SF | Marischen James M | CFO | F - Tax | $106.08 | -4,971 | 62.3K | -7% | -$527.3K |
| D | 2025-01-10 | 2025-01-08 | SF | Marischen James M | CFO | M - OptEx | $0.00 | -11.1K | 22.4K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-08 | M | A | 11,088 | $0.00 | 67,313 | D | — | — | |
| 2 | Common | Common Stock | 2025-01-08 | F | D | 4,971 | $106.08 | 62,342 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2025-01-08 | M | D | 11,088 | $0.00 | 22,450 | D | $0.00 · — to — | 11,088 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units |