Form 4 for SERA SERA PROGNOSTICS, INC.
Accepted 2025-01-14 00:00:00 ET · period of report 2025-01-10 · accession 0000950170-25-005576 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MT | 2025-01-14 | 2025-01-10+ | SERA | Jackson Benjamin | GC | S - Sale | $6.80 | -29.6K | 128.5K | -19% | -$201.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-01-14 | S | D | 8,407 | $6.20 | 112,154 | D | — | — | (F6) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.03 to $6.44, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2025-01-13 | S | D | 7,912 | $6.38 | 120,561 | D | — | — | (F5) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.72, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2025-01-10 | S | D | 12,041 | $7.36 | 129,704 | D | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.95, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. (F3) Includes 4,785 and 1,432 shares of Class A Common Stock purchased pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase periods of December 1, 2023 to May 31, 2024 and June 3, 2024 to November 30, 2024, respectively. |
| 4 | Common | Class A Common Stock | 2025-01-10 | S | D | 1,231 | $8.05 | 128,473 | D | — | — | (F4) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.02 to $8.13, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |