Form 4 for RFL Rafael Holdings, Inc.
Accepted 2025-01-15 00:00:00 ET · period of report 2025-01-13 · accession 0000950170-25-005759 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-01-15 | 2025-01-13 | RFL | CONKLING WILLIAM | CEO | A - Grant | $1.95 | +60.0K | 551.8K | +12% | +$117.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, par value $.01 per share | 2025-01-13 | A | A | 60,000 | $1.95 | 551,815 | D | — | — | (F1) Grant of Restricted Stock that vests as follows: 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. (F2) Consists of 146,955 shares of stock held directly, 158,925 fully vested shares of Restricted Stock and 245,935 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, March 21, 2025 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |