Form 4 for RBRK Rubrik, Inc.
Accepted 2025-01-31 00:00:00 ET · period of report 2024-12-11 · accession 0000950170-25-011738 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-01-31 | 2024-12-19 | RBRK | Greylock XIV GP LLC | 10% | J - Other | $0.00 | -4.97M | 0 | -100% | $0 |
| DMI | 2025-01-31 | 2024-12-11 | RBRK | Greylock XIV GP LLC | 10% | C - Cnv Deriv | $0.00 | +4.97M | 4.48M | New | $0 |
| DMI | 2025-01-31 | 2024-12-11 | RBRK | Greylock XIV GP LLC | 10% | C - Cnv Deriv | $0.00 | -4.97M | 746.1K | -87% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-19 | J | D | 248,691 | $0.00 | 0 | I By Greylock XIV Principals LLC | — | — | (F3) The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV Principals except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| 2 | Common | Class A Common Stock | 2024-12-19 | J | D | 4,476,447 | $0.00 | 0 | I By Greylock XIV Limited Partnership | — | — | (F1) The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| 3 | Common | Class A Common Stock | 2024-12-11 | C | A | 248,691 | $0.00 | 248,691 | I By Greylock XIV Principals LLC | — | — | (F3) The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV Principals except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| 4 | Common | Class A Common Stock | 2024-12-11 | C | A | 248,691 | $0.00 | 248,691 | I By Greylock XIV-A Limited Partnership | — | — | (F2) The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| 5 | Common | Class A Common Stock | 2024-12-11 | C | A | 4,476,447 | $0.00 | 4,476,447 | I By Greylock XIV Limited Partnership | — | — | (F1) The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| 6 | Common | Class A Common Stock | 2024-12-19 | J | D | 248,691 | $0.00 | 0 | I By Greylock XIV-A Limited Partnership | — | — | (F2) The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| 7 | Derivative | Class B Common Stock | 2024-12-11 | C | D | 248,691 | $0.00 | 746,073 | I By Greylock XIV Principals LLC | — · — to — | 248,691 Class A Common Stock | (F3) The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV Principals except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. (F5) Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. |
| 8 | Derivative | Class B Common Stock | 2024-12-11 | C | D | 4,476,447 | $0.00 | 13,429,342 | I By Greylock XIV Limited Partnership | — · — to — | 4,476,447 Class A Common Stock | (F1) The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. (F5) Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. |
| 9 | Derivative | Class B Common Stock | 2024-12-11 | C | D | 248,691 | $0.00 | 746,073 | I By Greylock XIV-A Limited Partnership | — · — to — | 248,691 Class A Common Stock | (F2) The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. (F5) Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. |