Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2025-02-05 00:00:00 ET · period of report 2025-02-03 · accession 0000950170-25-014602 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-05 | 2025-02-03 | SF | Nesi Victor | Co-Pres | F - Tax | $117.51 | -14.1K | 181.0K | -7% | -$1.66M |
| D | 2025-02-05 | 2025-02-03 | SF | Nesi Victor | Co-Pres | M - OptEx | $0.00 | +27.6K | 195.0K | +16% | $0 |
| D | 2025-02-05 | 2025-02-03 | SF | Nesi Victor | Co-Pres | A - Grant | $0.00 | +34.5K | 101.0K | +52% | $0 |
| D | 2025-02-05 | 2025-02-03 | SF | Nesi Victor | Co-Pres | M - OptEx | $0.00 | -27.6K | 73.4K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-03 | F | D | 14,087 | $117.51 | 180,951 | D | — | — | |
| 2 | Common | Common Stock | 2025-02-03 | M | A | 27,593 | $0.00 | 195,038 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2025-02-03 | A | A | 34,491 | $0.00 | 101,030 | D | $0.00 · — to — | 34,491 Common Stock | (F1) These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. (F2) Currently exercisable. |
| 4 | Derivative | Phantom Stock Units | 2025-02-03 | M | D | 27,593 | $0.00 | 73,437 | D | $0.00 · — to — | 27,593 Common Stock | (F2) Currently exercisable. (F3) No expiration date for these Units |