Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2025-02-12 00:00:00 ET · period of report 2025-02-10 · accession 0000950170-25-019231 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-02-12 | 2025-02-12 | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | M - OptEx | $14.49 | +10.8K | 36.9K | +42% | +$157.2K |
| DMI | 2025-02-12 | 2025-02-10+ | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | S - Sale+OE | $34.91 | -19.2K | 36.7K | -34% | -$669.5K |
| DM | 2025-02-12 | 2025-02-12 | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | M - OptEx | $0.00 | -23.2K | 8,622 | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-12 | M | A | 231 | $9.46 | 36,314 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 2 | Common | Common Stock | 2025-02-12 | S | D | 231 | $35.78 | 36,083 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 3 | Common | Common Stock | 2025-02-12 | M | A | 720 | $22.20 | 36,803 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 4 | Common | Common Stock | 2025-02-12 | S | D | 720 | $35.67 | 36,083 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 5 | Common | Common Stock | 2025-02-12 | M | A | 1,313 | $22.20 | 37,396 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 6 | Common | Common Stock | 2025-02-12 | S | D | 1,313 | $35.67 | 36,083 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 7 | Common | Common Stock | 2025-02-12 | M | A | 1,942 | $14.00 | 38,025 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 8 | Common | Common Stock | 2025-02-12 | S | D | 1,942 | $35.67 | 36,083 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 9 | Common | Common Stock | 2025-02-12 | M | A | 405 | $14.00 | 36,488 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 10 | Common | Common Stock | 2025-02-12 | S | D | 405 | $35.67 | 36,083 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 11 | Common | Common Stock | 2025-02-12 | M | A | 322 | $22.20 | 36,405 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 12 | Common | Common Stock | 2025-02-12 | M | A | 433 | $14.00 | 36,838 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 13 | Common | Common Stock | 2025-02-12 | M | A | 3,957 | $9.46 | 40,795 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 14 | Common | Common Stock | 2025-02-12 | M | A | 709 | $17.31 | 41,504 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 15 | Common | Common Stock | 2025-02-12 | S | D | 814 | $35.78 | 36,083 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 16 | Common | Common Stock | 2025-02-12 | M | A | 814 | $17.31 | 36,897 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 17 | Common | Common Stock | 2025-02-12 | S | D | 580 | $34.62 | 36,083 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 18 | Common | Common Stock | 2025-02-10 | S | D | 3,633 | $34.70 | 46,200 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 19 | Common | Common Stock | 2025-02-11 | S | D | 9,537 | $34.57 | 36,663 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 20 | Derivative | Stock Option Grant | 2025-02-12 | M | D | 3,096 | $0.00 | 4,644 | D | $22.20 · — to 2031-12-07 | 7,740 Common Stock | (F4) These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| 21 | Derivative | Stock Option Grant | 2025-02-12 | M | D | 1,040 | $0.00 | 9,365 | D | $14.00 · — to 2032-12-23 | 10,405 Common Stock | (F4) These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| 22 | Derivative | Stock Option Grant | 2025-02-12 | M | D | 4,443 | $0.00 | 0 | D | $9.46 · — to 2030-12-01 | 4,443 Common Stock | (F1) 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |
| 23 | Derivative | Stock Option Grant | 2025-02-12 | M | D | 5,966 | $0.00 | 1,774 | D | $22.20 · — to 2031-12-07 | 7,740 Common Stock | (F2) 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| 24 | Derivative | Stock Option Grant | 2025-02-12 | M | D | 5,419 | $0.00 | 4,986 | D | $14.00 · — to 2032-12-23 | 10,405 Common Stock | (F5) 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| 25 | Derivative | Stock Option Grant | 2025-02-12 | M | D | 3,203 | $0.00 | 8,622 | D | $17.31 · — to 2033-12-22 | 11,825 Common Stock | (F6) 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |