Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2025-02-19 00:00:00 ET · period of report 2025-02-14 · accession 0000950170-25-023353 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-19 | 2025-02-14 | GNW | Upton Jerome T | EVP, CFO | F - Tax | $7.30 | -15.3K | 363.4K | -4% | -$111.5K |
| DM | 2025-02-19 | 2025-02-14 | GNW | Upton Jerome T | EVP, CFO | M - OptEx | — | +57.1K | 373.1K | +18% | — |
| DM | 2025-02-19 | 2025-02-14 | GNW | Upton Jerome T | EVP, CFO | M - OptEx | $0.00 | -57.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-14 | F | D | 5,509 | $7.30 | 378,436 | D | — | — | (F2) The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 14, 2025. |
| 2 | Common | Common Stock | 2025-02-14 | M | A | 20,576 | — | 383,945 | D | — | — | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. |
| 3 | Common | Common Stock | 2025-02-14 | M | A | 36,486 | — | 373,137 | D | — | — | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. |
| 4 | Common | Common Stock | 2025-02-14 | F | D | 9,768 | $7.30 | 363,369 | D | — | — | (F2) The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 14, 2025. |
| 5 | Derivative | Restricted Stock Units | 2025-02-14 | M | D | 36,486 | $0.00 | 36,486 | D | — · — to — | 36,486 Common Stock | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Common Stock on February 14, 2025. |
| 6 | Derivative | Restricted Stock Units | 2025-02-14 | M | D | 20,576 | $0.00 | 0 | D | — · — to — | 20,576 Common Stock | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Common Stock on February 14, 2025. |