Form 4 for MC Moelis & Co
Accepted 2025-02-21 00:00:00 ET · period of report 2025-02-19 · accession 0000950170-25-025090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-21 | 2025-02-19 | MC | WATANABE OSAMU R. | GC, Sec | M - OptEx | — | +12.0K | 12.1K | +9,163% | — |
| D | 2025-02-21 | 2025-02-19 | MC | WATANABE OSAMU R. | GC, Sec | F - Tax | $74.00 | -2.91 | 12.1K | -0.0% | -$215.34 |
| D | 2025-02-21 | 2025-02-19 | MC | WATANABE OSAMU R. | GC, Sec | S - Sale+OE | $74.00 | -5,661 | 6,471 | -47% | -$418.9K |
| DM | 2025-02-21 | 2025-02-19 | MC | WATANABE OSAMU R. | GC, Sec | M - OptEx | $0.00 | -12.0K | 2,136 | -85% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-02-19 | M | A | 12,003.91 | — | 12,134.91 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 2 | Common | Class A Common Stock | 2025-02-19 | F | D | 2.91 | $74.00 | 12,132 | D | — | — | |
| 3 | Common | Class A Common Stock | 2025-02-19 | S | D | 5,661 | $74.00 | 6,471 | D | — | — | (F2) Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. |
| 4 | Derivative | 2023 Incentive Restricted Stock Units | 2025-02-19 | M | D | 1,519.86 | $0.00 | 6,083.59 | D | — · — to — | 1,519.86 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 19, 2025. |
| 5 | Derivative | 2019 Incentive Restricted Stock Units | 2025-02-19 | M | D | 4,413.46 | $0.00 | 0 | D | — · — to — | 4,413.46 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 19, 2025. |
| 6 | Derivative | 2021 Incentive Restricted Stock Units | 2025-02-19 | M | D | 2,014.70 | $0.00 | 4,029.41 | D | — · — to — | 2,014.70 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 19, 2025. |
| 7 | Derivative | 2022 Incentive Restricted Stock Units | 2025-02-19 | M | D | 1,919.72 | $0.00 | 5,762.44 | D | — · — to — | 1,919.72 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 19, 2025. |
| 8 | Derivative | 2020 Incentive Restricted Stock Units | 2025-02-19 | M | D | 2,136.17 | $0.00 | 2,136.17 | D | — · — to — | 2,136.17 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 19, 2025. |