Form 4 for STEM STEM, INC.
Accepted 2025-02-21 00:00:00 ET · period of report 2025-02-19 · accession 0000950170-25-025172 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-21 | 2025-02-19 | STEM | Homenock Kim | CHRO | M - OptEx | $0.00 | +22.6K | 184.6K | +14% | $0 |
| D | 2025-02-21 | 2025-02-19 | STEM | Homenock Kim | CHRO | M - OptEx | $0.00 | -22.6K | 431.6K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-02-19 | M | A | 22,579 | $0.00 | 184,568 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2025-02-19 | M | D | 22,579 | $0.00 | 431,642 | D | $0.00 · — to — | 22,579 Common Stock, Par Value $0.0001 Per Share | (F1) On February 15, 2023, the reporting person was granted 68,421 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024. |