Form 4 for STEM STEM, INC.
Accepted 2025-02-21 00:00:00 ET · period of report 2025-02-19 · accession 0000950170-25-025173 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-21 | 2025-02-20 | STEM | Tappin Matthew | Pres, Software Division | S - Sale+OE | $0.63 | -8,130 | 32.8K | -20% | -$5,122 |
| D | 2025-02-21 | 2025-02-19 | STEM | Tappin Matthew | Pres, Software Division | M - OptEx | $0.00 | +24.3K | 41.0K | +146% | $0 |
| D | 2025-02-21 | 2025-02-19 | STEM | Tappin Matthew | Pres, Software Division | M - OptEx | $0.00 | -24.3K | 442.1K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-02-20 | S | D | 8,130 | $0.63 | 32,821 | D | — | — | |
| 2 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-02-19 | M | A | 24,316 | $0.00 | 40,951 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2025-02-19 | M | D | 24,316 | $0.00 | 442,123 | D | $0.00 · — to — | 24,316 Common Stock, Par Value $0.0001 Per Share | (F2) On February 15, 2023, the reporting person was granted 73,684 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024. |