Form 4 for STEM STEM, INC.
Accepted 2025-02-21 00:00:00 ET · period of report 2025-02-19 · accession 0000950170-25-025180 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-21 | 2025-02-19 | STEM | Albert Hofeldt | CTO | M - OptEx | $0.00 | +47.1K | 199.2K | +31% | $0 |
| D | 2025-02-21 | 2025-02-20 | STEM | Albert Hofeldt | CTO | S - Sale+OE | $0.63 | -13.3K | 185.9K | -7% | -$8,375 |
| D | 2025-02-21 | 2025-02-19 | STEM | Albert Hofeldt | CTO | M - OptEx | $0.00 | -47.1K | 476.4K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-02-19 | M | A | 47,138 | $0.00 | 199,157 | D | — | — | |
| 2 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-02-20 | S | D | 13,294 | $0.63 | 185,863 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2025-02-19 | M | D | 47,138 | $0.00 | 476,369 | D | $0.00 · — to — | 47,138 Common Stock, Par Value $0.0001 Per Share | (F2) On May 9, 2023, the reporting person was granted 141,414 RSUs vesting in three annual installments beginning February 2024. |