Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2025-02-25 00:00:00 ET · period of report 2025-02-22 · accession 0000950170-25-026619 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-25 | 2025-02-22+ | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | M - OptEx | — | +39.9K | 179.3K | +29% | — |
| DM | 2025-02-25 | 2025-02-22+ | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | F - Tax | $99.77 | -16.1K | 192.6K | -8% | -$1.61M |
| DM | 2025-02-25 | 2025-02-22+ | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -39.9K | 1,816 | -96% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-22 | M | A | 119 | — | 179,425 | D | — | — | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
| 2 | Common | Common Stock | 2025-02-22 | M | A | 13,417 | — | 192,842 | D | — | — | (F4) Settlement of RSUs granted on February 22, 2023. Each RSU represents a contingent right to receive one share of ALSN common stock. |
| 3 | Common | Common Stock | 2025-02-22 | M | A | 405 | — | 193,247 | D | — | — | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
| 4 | Common | Common Stock | 2025-02-22 | F | D | 9,304 | $100.67 | 183,943 | D | — | — | (F3) Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. |
| 5 | Common | Common Stock | 2025-02-24 | M | A | 14,767 | — | 198,710 | D | — | — | (F5) Settlement of RSUs granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock. |
| 6 | Common | Common Stock | 2025-02-24 | M | A | 767 | — | 199,477 | D | — | — | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
| 7 | Common | Common Stock | 2025-02-24 | F | D | 6,843 | $98.54 | 192,634 | D | — | — | (F3) Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. |
| 8 | Common | Common Stock | 2025-02-22 | M | A | 10,473 | — | 179,306 | D | — | — | (F1) Settlement of restricted stock units ("RSUs") granted on February 22, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 9 | Derivative | Dividend Equivalent Rights | 2025-02-24 | M | D | 767 | $0.00 | 644 | D | — · — to — | 767 Common Stock | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
| 10 | Derivative | Restricted Stock Units | 2025-02-24 | M | D | 14,767 | $0.00 | 0 | D | — · — to — | 14,767 Common Stock | (F5) Settlement of RSUs granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock. |
| 11 | Derivative | Dividend Equivalent Rights | 2025-02-22 | M | D | 405 | $0.00 | 1,411 | D | — · — to — | 405 Common Stock | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
| 12 | Derivative | Restricted Stock Units | 2025-02-22 | M | D | 13,417 | $0.00 | 13,418 | D | — · — to — | 13,417 Common Stock | (F4) Settlement of RSUs granted on February 22, 2023. Each RSU represents a contingent right to receive one share of ALSN common stock. |
| 13 | Derivative | Restricted Stock Units | 2025-02-22 | M | D | 10,473 | $0.00 | 20,948 | D | — · — to — | 10,473 Common Stock | (F1) Settlement of restricted stock units ("RSUs") granted on February 22, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 14 | Derivative | Dividend Equivalent Rights | 2025-02-22 | M | D | 119 | $0.00 | 1,816 | D | — · — to — | 119 Common Stock | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |