Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2025-02-28 00:00:00 ET · period of report 2025-02-26 · accession 0000950170-25-030025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-28 | 2025-02-26 | GNW | Hodges Mark Blakeley | EVP, CRO | M - OptEx | — | +21.7K | 88.8K | +32% | — |
| D | 2025-02-28 | 2025-02-26 | GNW | Hodges Mark Blakeley | EVP, CRO | F - Tax | $6.65 | -6,537 | 82.3K | -7% | -$43.5K |
| D | 2025-02-28 | 2025-02-26 | GNW | Hodges Mark Blakeley | EVP, CRO | A - Grant | $0.00 | +56.3K | 56.3K | New | $0 |
| D | 2025-02-28 | 2025-02-26 | GNW | Hodges Mark Blakeley | EVP, CRO | M - OptEx | $0.00 | -21.7K | 43.4K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-26 | M | A | 21,715 | — | 88,804 | D | — | — | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. |
| 2 | Common | Common Stock | 2025-02-26 | F | D | 6,537 | $6.65 | 82,267 | D | — | — | (F2) The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2025. |
| 3 | Derivative | Restricted Stock Units | 2025-02-26 | A | A | 56,259 | $0.00 | 56,259 | D | — · — to — | 56,259 Common Stock | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. (F4) Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2026. |
| 4 | Derivative | Restricted Stock Units | 2025-02-26 | M | D | 21,715 | $0.00 | 43,432 | D | — · — to — | 21,715 Common Stock | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Common Stock on February 26, 2025. |