Form 4 for APVO Aptevo Therapeutics Inc.
Accepted 2025-03-04 00:00:00 ET · period of report 2025-03-02 · accession 0000950170-25-032197 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-04 | 2025-03-02+ | APVO | Lamothe Jeffrey G. | EVP, COO | M - OptEx | — | +5 | 36 | +16% | — |
| DM | 2025-03-04 | 2025-03-02+ | APVO | Lamothe Jeffrey G. | EVP, COO | M - OptEx | $0.00 | -5 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-02 | M | A | 3 | — | 34 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
| 2 | Common | Common Stock | 2025-03-03 | M | A | 2 | — | 36 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2025-03-02 | M | D | 3 | $0.00 | 4 | D | — · — to — | 3 Common Stock | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. (F2) On March 3, 2023, the reporting person was granted 16,500 (11 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024. |
| 4 | Derivative | Restricted Stock Unit | 2025-03-03 | M | D | 2 | $0.00 | 0 | D | — · — to — | 2 Common Stock | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. (F3) On June 7, 2022, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023. |