Form 4 for INGN Inogen Inc
Accepted 2025-03-04 00:00:00 ET · period of report 2025-02-28 · accession 0000950170-25-032638 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2025-03-04 | 2025-03-01 | INGN | Smith Kevin Raymond Merrill | CEO, Pres, Dir | A - Grant | $0.2252 | +55.5K | 16.1K | New | +$12.5K |
| DMT | 2025-03-04 | 2025-03-01 | INGN | Smith Kevin Raymond Merrill | CEO, Pres, Dir | F - Tax | $8.33 | -39.8K | 58.6K | -40% | -$331.5K |
| DT | 2025-03-04 | 2025-03-01 | INGN | Smith Kevin Raymond Merrill | CEO, Pres, Dir | M - OptEx | $0.00 | +28.3K | 44.4K | +176% | $0 |
| DT | 2025-03-04 | 2025-03-03 | INGN | Smith Kevin Raymond Merrill | CEO, Pres, Dir | P - Purchase | $8.56 | +11.7K | 70.3K | +20% | +$100.2K |
| DT | 2025-03-04 | 2025-03-01 | INGN | Smith Kevin Raymond Merrill | CEO, Pres, Dir | M - OptEx | $0.00 | -28.3K | 56.7K | -33% | $0 |
| DT | 2025-03-04 | 2025-02-28 | INGN | Smith Kevin Raymond Merrill | CEO, Pres, Dir | A - Grant | $0.00 | +90.0K | 90.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-01 | A | A | 53,975 | $0.00 | 84,662 | D | — | — | (F3) The reported securities represent shares earned and vested on March 1, 2025 based on achievement of the financial performance conditions for the 2024 fiscal year that were approved as part of the 2023 performance-based restricted stock unit award granted on November 10, 2023. |
| 2 | Common | Common Stock | 2025-03-01 | F | D | 13,700 | $8.33 | 30,687 | D | — | — | (F2) The reported shares were withheld to cover the reporting person's tax withholding liability in connection with a portion of a time-based restricted stock unit award that vested on March 1, 2025. |
| 3 | Common | Common Stock | 2025-03-01 | F | D | 26,097 | $8.33 | 58,565 | D | — | — | (F4) The reported shares were withheld to cover the reporting person's tax withholding liability in connection with the 2023 performance-based restricted stock unit award granted on November 10, 2023 and vested on March 1, 2025. |
| 4 | Common | Common Stock | 2025-03-01 | M | A | 28,333 | $0.00 | 44,387 | D | — | — | |
| 5 | Common | Common Stock | 2025-03-03 | P | A | 11,709 | $8.56 | 70,274 | D | — | — | (F5) Represents the weighted average share price of an aggregate total of 11,709 shares sold in the price range of $8.455 to $8.6298 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2025-03-01 | A | A | 1,500 | $8.33 | 16,054 | D | — | — | (F1) Shares acquired through the Company's 2014 Employee Stock Purchase Plan. |
| 7 | Derivative | Restricted Stock Unit | 2025-03-01 | M | D | 28,333 | $0.00 | 56,667 | D | — · — to — | 28,333 Common Stock | (F6) Each restricted stock unit represents a contingent right to receive one share of Inogen common stock. (F8) 1/3rd of the restricted stock units vested on March 1, 2025 (the "2025 Vesting Commencement Date"), and subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the 2025 Vesting Commencement Date. |
| 8 | Derivative | Restricted Stock Unit | 2025-02-28 | A | A | 90,036 | $0.00 | 90,036 | D | — · — to — | 90,036 Common Stock | (F6) Each restricted stock unit represents a contingent right to receive one share of Inogen common stock. (F7) Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest on March 1, 2026 (the "Vesting Commencement Date"), and 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the Vesting Commencement Date. |