Form 4 for AEIS ADVANCED ENERGY INDUSTRIES INC
Accepted 2025-03-04 00:00:00 ET · period of report 2025-03-01 · accession 0000950170-25-032810 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-04 | 2025-03-01 | AEIS | Donaghey John | EVP, Gbl Sales | F - Tax | $115.17 | -1,000 | 14.4K | -6% | -$115.2K |
| D | 2025-03-04 | 2025-03-01 | AEIS | Donaghey John | EVP, Gbl Sales | D - Sale to Iss | — | -876 | 13.6K | -6% | — |
| D | 2025-03-04 | 2025-03-01 | AEIS | Donaghey John | EVP, Gbl Sales | M - OptEx | — | +1,751 | 15.4K | +13% | — |
| DM | 2025-03-04 | 2025-03-01 | AEIS | Donaghey John | EVP, Gbl Sales | A - Grant | $0.00 | +16.1K | 7,162 | New | $0 |
| D | 2025-03-04 | 2025-03-01 | AEIS | Donaghey John | EVP, Gbl Sales | M - OptEx | $0.00 | -2,613 | 5,224 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-01 | F | D | 1,000 | $115.17 | 14,446 | D | — | — | (F2) Payment of tax liability by withholding securities incident to vesting of RSUs. |
| 2 | Common | Common Stock | 2025-03-01 | D | D | 876 | — | 13,570 | D | — | — | (F3) In connection with the March 1, 2025 vesting of RSUs previously granted on March 1, 2023 and reported in Table 1, the reporting person's receipt of 876 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt of 876 shares of phantom stock. (F4) Represents 4,004 shares of unvested restricted stock units and 9,566 shares of common stock. |
| 3 | Common | Common Stock | 2025-03-01 | M | A | 1,751 | — | 15,446 | D | — | — | (F1) On March 1, 2024, the reporting person was granted 7,837 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis. Of the 2,613 vested shares, reciept of 862 shares of common stock were deferred pursuant to the reporting person's election under the Company's deferred compensation plan. See reporting of 862 shares of Phantom Stock below. |
| 4 | Derivative | Restricted Stock Units | 2025-03-01 | A | A | 7,163 | $0.00 | 7,163 | D | $0.00 · — to — | 7,163 Common Stock | (F5) These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date. |
| 5 | Derivative | Phantom Stock | 2025-03-01 | A | A | 876 | $0.00 | 1,752 | D | — · — to — | 876 Common Stock | (F7) Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan. |
| 6 | Derivative | Phantom Stock | 2025-03-01 | A | A | 862 | $0.00 | 862 | D | — · — to — | 862 Common Stock | (F7) Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan. |
| 7 | Derivative | Restricted Stock Units | 2025-03-01 | M | D | 2,613 | $0.00 | 5,224 | D | — · — to — | 2,613 Common Stock | (F1) On March 1, 2024, the reporting person was granted 7,837 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis. Of the 2,613 vested shares, reciept of 862 shares of common stock were deferred pursuant to the reporting person's election under the Company's deferred compensation plan. See reporting of 862 shares of Phantom Stock below. |
| 8 | Derivative | Performance Units | 2025-03-01 | A | A | 7,162 | $0.00 | 7,162 | D | $0.00 · — to — | 7,162 Common Stock | (F6) These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled. |