InsiderTrades

Form 4 for AEIS ADVANCED ENERGY INDUSTRIES INC

Accepted 2025-03-04 00:00:00 ET · period of report 2025-03-01 · accession 0000950170-25-032818 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2025-03-04 2025-03-01 AEIS Oldham Paul R EVP, CFO F - Tax $115.17 -1,428 35.3K -4% -$164.5K
D 2025-03-04 2025-03-01 AEIS Oldham Paul R EVP, CFO M - OptEx — +3,266 36.7K +10% —
D 2025-03-04 2025-03-01 AEIS Oldham Paul R EVP, CFO D - Sale to Iss — -3,153 32.1K -9% —
DM 2025-03-04 2025-03-01 AEIS Oldham Paul R EVP, CFO A - Grant $0.00 +23.4K 10.1K New $0
D 2025-03-04 2025-03-01 AEIS Oldham Paul R EVP, CFO M - OptEx $0.00 -3,266 6,530 -33% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2025-03-01 F D 1,428 $115.17 35,278 D — — (F2) Payment of tax liability by withholding securities incident to vesting of RSUs.
2 Common Common Stock 2025-03-01 M A 3,266 — 36,706 D — — (F1) On March 1, 2024, the reporting person was granted 9,796 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.
3 Common Common Stock 2025-03-01 D D 3,153 — 32,125 D — — (F3) In connection with the March 1, 2025 vesting of RSUs previously granted on March 1, 2023 and reported in Table 1, the reporting person's receipt of 3,153 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt of 3,153 shares of phantom stock. (F4) Represents 5,711 shares of unvested restricted stock units and 26,414 shares of common stock.
4 Derivative Phantom Stock 2025-03-01 A A 3,153 $0.00 6,307 D — · — to — 3,153 Common Stock (F7) Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.
5 Derivative Restricted Stock Units 2025-03-01 M D 3,266 $0.00 6,530 D — · — to — 3,266 Common Stock (F1) On March 1, 2024, the reporting person was granted 9,796 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2025. RSUs convert into common stock on a one-for-one basis.
6 Derivative Performance Units 2025-03-01 A A 10,111 $0.00 10,111 D $0.00 · — to — 10,111 Common Stock (F6) These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.
7 Derivative Restricted Stock Units 2025-03-01 A A 10,112 $0.00 10,112 D $0.00 · — to — 10,112 Common Stock (F5) These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.