Form 4 for CERS CERUS CORP
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-03 · accession 0000950170-25-034073 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2025-03-05 | 2025-03-03 | CERS | Green Kevin Dennis | CFO | M - OptEx | — | +18.6K | 562.9K | +3% | — |
| DMT | 2025-03-05 | 2025-03-03+ | CERS | Green Kevin Dennis | CFO | S - Sale+OE | $1.58 | -69.0K | 493.9K | -12% | -$108.8K |
| DT | 2025-03-05 | 2025-03-03 | CERS | Green Kevin Dennis | CFO | M - OptEx | — | -18.6K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-03 | M | A | 18,550 | — | 562,904 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock. (F2) Includes 3,983 and 4,278 shares purchased under Issuer's Employee Stock Purchase Plan on 08/30/24 and 02/28/25. |
| 2 | Common | Common Stock | 2025-03-04 | S | D | 8,386 | $1.55 | 554,518 | D | — | — | (F3) Represents shares sold pursuant to an instruction intended to comply with the requirement of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fees in connection with the vesting of certain restricted stock units and does not represent a discretionary sale by the reporting person. (F4) The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.49 to $1.59 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. |
| 3 | Common | Common Stock | 2025-03-03 | S | D | 60,656 | $1.58 | 493,862 | D | — | — | (F5) This transaction was executed pursuant to a 10b5-1 plan. (F6) The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.525 to $1.67 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. |
| 4 | Derivative | Restricted Stock Unit | 2025-03-03 | M | D | 18,550 | — | 0 | D | — · — to — | 18,550 Common Stock | (F8) Not applicable. (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock. (F7) Reflects restricted stock units earned upon satisfaction of certain performance criteria in connection with a performance-based award previously granted by the Issuer. |