Form 4 for STAA STAAR SURGICAL CO
Accepted 2025-03-11 00:00:00 ET · period of report 2025-03-07 · accession 0000950170-25-037553 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-11 | 2025-03-07+ | STAA | Williams Patrick F. | CFO | M - OptEx | $0.00 | +9,750 | 44.0K | +28% | $0 |
| DM | 2025-03-11 | 2025-03-07+ | STAA | Williams Patrick F. | CFO | M - OptEx | $0.00 | -9,750 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-07 | M | A | 2,614 | $0.00 | 40,953 | D | — | — | (F1) Reflects performance stock units (PSUs) granted to the Reporting Person on March 7, 2022, based on the Corporation's performance relative to pre-established financial metrics. These PSUs vested as to 1/3 (2,614 shares) on March 7, 2023, 1/3 (2,614 shares) on March 7, 2024, and 1/3 (2,614 shares) on March 7, 2025. |
| 2 | Common | Common Stock | 2025-03-10 | M | A | 4,061 | $0.00 | 48,089 | D | — | — | (F3) Reflects RSUs granted to the Reporting Person on March 10, 2023. These RSUs vested as to 1/3 (4,061 shares) on March 10, 2024, 1/3 (4,061 shares) on March 10, 2025, and will vest as to the remaining 1/3 (4,062 shares) on March 10, 2026. (F4) Includes previously granted RSUs, which are subject to future vesting. |
| 3 | Common | Common Stock | 2025-03-07 | M | A | 3,075 | $0.00 | 44,028 | D | — | — | (F2) Reflects restricted stock units (RSUs) granted to the Reporting Person on March 7, 2022. These RSUs vested as to 1/3 (3,075 shares) on March 7, 2023, 1/3 (3,075 shares) on March 7, 2024, and 1/3 (3,075 shares) on March 7, 2025. |
| 4 | Derivative | Restricted Stock Units | 2025-03-10 | M | D | 4,061 | $0.00 | 4,062 | D | $0.00 · — to — | 4,061 Common Stock | (F5) Each PSU and RSU represents the right to receive one share of the Corporation's common stock upon vesting. (F3) Reflects RSUs granted to the Reporting Person on March 10, 2023. These RSUs vested as to 1/3 (4,061 shares) on March 10, 2024, 1/3 (4,061 shares) on March 10, 2025, and will vest as to the remaining 1/3 (4,062 shares) on March 10, 2026. |
| 5 | Derivative | Restricted Stock Units | 2025-03-07 | M | D | 3,075 | $0.00 | 0 | D | $0.00 · — to — | 3,075 Common Stock | (F5) Each PSU and RSU represents the right to receive one share of the Corporation's common stock upon vesting. (F2) Reflects restricted stock units (RSUs) granted to the Reporting Person on March 7, 2022. These RSUs vested as to 1/3 (3,075 shares) on March 7, 2023, 1/3 (3,075 shares) on March 7, 2024, and 1/3 (3,075 shares) on March 7, 2025. |
| 6 | Derivative | Performance Stock Units | 2025-03-07 | M | D | 2,614 | $0.00 | 0 | D | $0.00 · — to — | 2,614 Common Stock | (F5) Each PSU and RSU represents the right to receive one share of the Corporation's common stock upon vesting. (F1) Reflects performance stock units (PSUs) granted to the Reporting Person on March 7, 2022, based on the Corporation's performance relative to pre-established financial metrics. These PSUs vested as to 1/3 (2,614 shares) on March 7, 2023, 1/3 (2,614 shares) on March 7, 2024, and 1/3 (2,614 shares) on March 7, 2025. |