Form 4 for FCNCA FIRST CITIZENS BANCSHARES INC /DE/
Accepted 2025-03-12 00:00:00 ET · period of report 2025-03-10 · accession 0000950170-25-038011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2025-03-12 | 2025-03-10 | FCNCA | HOLDING FRANK B JR | COB, CEO, Dir, 10% | P - Purchase | $1,497.64 | +150 | 5,018 | +3% | +$224.6K |
| M | 2025-03-12 | 2025-03-10 | FCNCA | HOLDING FRANK B JR | COB, CEO, Dir, 10% | P - Purchase | $1,499.60 | +400 | 2,210 | +22% | +$599.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common | 2025-03-10 | P | A | 8 | $1,480.00 | 4,660 | I | — | — | (F7) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| 2 | Common | Class B Common | 2025-03-10 | P | A | 12 | $1,480.00 | 4,799 | I As custodian for Jones Powell Bailey | — | — | (F7) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| 3 | Common | Class B Common | 2025-03-10 | P | A | 33 | $1,510.00 | 1,060 | I As custodian for Jones Powell Bailey | — | — | (F6) On February 28, 2025, the reporting person's spouse contributed 115,000 shares of Class A Common Stock and 32,000 shares of Class B Common Stock held directly by the reporting person's spouse to a new grantor retained annuity trust (the "Ruth P. Holding GRAT," of which the spouse serves as trustee), which shares continue to be reported in this Form 4 as indirectly owned. (F7) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| 4 | Common | Class B Common | 2025-03-10 | P | A | 27 | $1,520.00 | 1,027 | I As custodian for Royall Holding Bailey | — | — | (F7) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| 5 | Common | Class B Common | 2025-03-10 | P | A | 57 | $1,509.99 | 2,608 | D As custodian for Royall Holding Bailey | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at pieces ranging from $1,509.99 to $1,510.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. (F4) On February 27, 2025, the reporting person contributed 106,000 shares of Class A Common Stock and 32,000 shares of Class B Common Stock held directly by the reporting person to a new grantor retained annuity trust (the "Frank B. Holding Jr. 2025 #1 GRAT," of which he serves as trustee), which shares continue to be reported in this Form 4 as indirectly owned. (F5) On February 28, 2025, the reporting person contributed 106,000 shares of Class A Common Stock and 32,000 shares of Class B Common Stock held directly by the reporting person to a new grantor retained annuity trust (the "Frank B. Holding Jr. 2025 #2 GRAT," of which he serves as trustee), which shares continue to be reported in this Form 4 as indirectly owned. |
| 6 | Common | Class B Common | 2025-03-10 | P | A | 236 | $1,499.99 | 2,551 | D As custodian for James Freeman Bailey, Jr. | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at pieces ranging from $1,499.95 to $1,500.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. |
| 7 | Common | Class B Common | 2025-03-10 | P | A | 70 | $1,495.07 | 2,315 | D As custodian for James Freeman Bailey, Jr. | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at pieces ranging from $1,495.00 to $1,495.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. |
| 8 | Common | Class B Common | 2025-03-10 | P | A | 35 | $1,490.00 | 2,245 | D By Spouse | — | — | |
| 9 | Common | Class B Common | 2025-03-10 | P | A | 18 | $1,499.53 | 4,817 | I | — | — | (F7) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| 10 | Common | Class B Common | 2025-03-10 | P | A | 22 | $1,484.99 | 4,652 | I | — | — | (F7) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| 11 | Common | Class B Common | 2025-03-10 | P | A | 23 | $1,485.00 | 5,011 | I | — | — | (F7) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| 12 | Common | Class B Common | 2025-03-10 | P | A | 7 | $1,480.00 | 5,018 | I | — | — | (F7) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| 13 | Common | Class B Common | 2025-03-10 | P | A | 2 | $1,485.00 | 2,210 | D By Spouse | — | — |