Form 4 for STEM STEM, INC.
Accepted 2025-03-17 00:00:00 ET · period of report 2025-03-11 · accession 0000950170-25-040335 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-17 | 2025-03-11 | STEM | Carlson Michael James | COO | M - OptEx | $0.00 | +70.8K | 231.9K | +44% | $0 |
| D | 2025-03-17 | 2025-03-12 | STEM | Carlson Michael James | COO | S - Sale+OE | $0.4 | -27.7K | 204.1K | -12% | -$11.1K |
| D | 2025-03-17 | 2025-03-11 | STEM | Carlson Michael James | COO | M - OptEx | $0.00 | -70.8K | 455.7K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-03-11 | M | A | 70,834 | $0.00 | 231,879 | D | — | — | |
| 2 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-03-12 | S | D | 27,739 | $0.4 | 204,140 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2025-03-11 | M | D | 70,834 | $0.00 | 455,686 | D | $0.00 · — to — | 70,834 Common Stock, Par Value $0.0001 Per Share | (F2) On May 28, 2024, the reporting person was granted 212,500 RSUs vesting in three annual installments beginning March 2025. |