Form 4 for STEM STEM, INC.
Accepted 2025-03-17 00:00:00 ET · period of report 2025-03-06 · accession 0000950170-25-040336 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-17 | 2025-03-06+ | STEM | Laureles Saul R. | CLO | M - OptEx | $0.00 | +76.4K | 203.8K | +60% | $0 |
| DM | 2025-03-17 | 2025-03-06+ | STEM | Laureles Saul R. | CLO | M - OptEx | $0.00 | -76.4K | 449.0K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-03-11 | M | A | 58,334 | $0.00 | 262,148 | D | — | — | |
| 2 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-03-06 | M | A | 18,087 | $0.00 | 203,814 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2025-03-06 | M | D | 18,087 | $0.00 | 507,330 | D | $0.00 · — to — | 18,087 Common Stock, Par Value $0.0001 Per Share | (F1) On March 1, 2022, the reporting person was granted 72,347 RSUs vesting in four annual installments beginning March 2022. |
| 4 | Derivative | Restricted Stock Unit | 2025-03-11 | M | D | 58,334 | $0.00 | 448,996 | D | $0.00 · — to — | 58,334 Common Stock, Par Value $0.0001 Per Share | (F2) On May 28, 2024, the reporting person was granted 175,000 RSUs vesting in three annual installments beginning March 2025. |