Form 4/A for CADL Candel Therapeutics, Inc.
Accepted 2025-03-20 00:00:00 ET · period of report 2025-03-17 · accession 0000950170-25-042724 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DAT | 2025-03-20 | 2025-03-17 | CADL | Tyagarajan Seshu | CTO | S - Sale+OE | $8.82 | -31.3K | 85.5K | -27% | -$275.9K |
| DAT | 2025-03-20 | 2025-03-17 | CADL | Tyagarajan Seshu | CTO | M - OptEx | $1.29 | +20.0K | 116.8K | +21% | +$25.8K |
| DAT | 2025-03-20 | 2025-03-17 | CADL | Tyagarajan Seshu | CTO | M - OptEx | $0.00 | -20.0K | 70.0K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-17 | S | D | 31,278 | $8.82 | 85,512 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.67 to $9.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 herein. |
| 2 | Common | Common Stock | 2025-03-17 | M | A | 20,000 | $1.29 | 116,790 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2025-03-17 | M | D | 20,000 | $0.00 | 70,000 | D | $1.29 · — to 2033-04-28 | 20,000 Common Stock | (F3) This option is subject to time-based vesting. The shares underlying this option shall vest and become exercisable in forty-eight (48) equal monthly installments following April 28, 2023, subject to the Reporting Person's continued service on each vesting date. |