Form 4 for PGC PEAPACK GLADSTONE FINANCIAL CORP
Accepted 2025-03-24 00:00:00 ET · period of report 2025-03-20 · accession 0000950170-25-043590 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-24 | 2025-03-20 | PGC | KENNEDY DOUGLAS L | Pres, CEO | F - Tax | $29.55 | -1,788 | 45.4K | -4% | -$52.8K |
| D | 2025-03-24 | 2025-03-21 | PGC | KENNEDY DOUGLAS L | Pres, CEO | S - Sale | $28.79 | -5,000 | 40.4K | -11% | -$143.9K |
| DM | 2025-03-24 | 2025-03-20 | PGC | KENNEDY DOUGLAS L | Pres, CEO | A - Grant | $0.00 | +29.2K | 11.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-20 | F | D | 1,788 | $29.55 | 45,408.75 | D | — | — | |
| 2 | Common | Common Stock | 2025-03-21 | S | D | 5,000 | $28.79 | 40,408.75 | D | — | — | (F2) The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dates November 22, 2024. |
| 3 | Derivative | Restricted Stock Units | 2025-03-20 | A | A | 17,534 | $0.00 | 43,742 | D | — · — to — | 17,534 Common Stock | (F9) Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. (F10) The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. |
| 4 | Derivative | Restricted Stock Units | 2025-03-20 | A | A | 11,689 | $0.00 | 11,689 | D | — · — to — | 11,689 Common Stock | (F6) Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. (F7) The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. |