Form 4 for AB ALLIANCEBERNSTEIN HOLDING L.P.
Accepted 2025-04-04 00:00:00 ET · period of report 2025-04-02 · accession 0000950170-25-051254 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-04-04 | 2025-04-02 | AB | Equitable Holdings, Inc. | 10%, See Remarks | P - Purchase | $38.50 | +19.68M | 19.68M | New | +$757.79M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Units | 2025-04-02 | P | A | 19,682,946 | $38.50 | 19,682,946 | D | — | — | (F1) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding"). (F2) The purchases reflected in this row were pursuant to a tender offer that expired at 5:00 p.m., New York City time, on April 1, 2025. Until December 19, 2026, the Reporting Person may exchange up to 4,788,806 Holding Units for an equal number of units of limited partnership interests ("AB Units") in AllianceBernstein L.P. ("AllianceBernstein") issuable to the Reporting Person or any of its wholly-owned subsidiaries pursuant to a Master Exchange Agreement, dated December 19, 2024, with AllianceBernstein. (F3) In addition to the Holding Units reported in this Form 4, the Reporting Person and its affiliates beneficially own AB Units as follows. As of April 2, 2025, the Reporting Person beneficially owned directly 66,551,014 AB Units (assuming the exchange of 4,788,806 Holding Units for an equal number of AB Units); Alpha Units Holdings, Inc. beneficially owned 75,851,289 AB Units; and Alpha Units Holding II, Inc. beneficially owned directly 41,934,582 AB Units. For more information on the Reporting Person's and its affiliates' holdings of AB Units, see their separate Form 4 filings with respect to AB Units. |