Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2025-05-01 00:00:00 ET · period of report 2025-04-30 · accession 0000950170-25-062217 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-01 | 2025-04-30 | ASPN | SWEETNAM JAMES E | Dir | A - Grant | $0.00 | +10.4K | 26.0K | +67% | $0 |
| D | 2025-05-01 | 2025-04-30 | ASPN | SWEETNAM JAMES E | Dir | A - Grant | $0.00 | +9,105 | 9,105 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-30 | A | A | 10,370 | $0.00 | 25,951 | D | — | — | (F1) The reporting person was granted Restricted Stock Units ("RSUs") representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs will vest on the earlier of (a) April 30, 2026, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2026. (F2) Represents 15,581 shares of Common Stock and 10,370 RSUs. |
| 2 | Derivative | Stock Options (Right to Buy) | 2025-04-30 | A | A | 9,105 | $0.00 | 9,105 | D | $5.40 · — to 2035-04-30 | 9,105 Common Stock | (F3) The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) April 30, 2026, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2026. |