Form 4 for STEM STEM, INC.
Accepted 2025-05-05 00:00:00 ET · period of report 2025-05-01 · accession 0000950170-25-063834 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-05 | 2025-05-02 | STEM | Laureles Saul R. | CLO | S - Sale+OE | $0.53 | -809 | 264.8K | -0.3% | -$428.77 |
| D | 2025-05-05 | 2025-05-01 | STEM | Laureles Saul R. | CLO | M - OptEx | $0.00 | +3,453 | 265.6K | +1% | $0 |
| D | 2025-05-05 | 2025-05-01 | STEM | Laureles Saul R. | CLO | M - OptEx | $0.00 | -3,453 | 445.5K | -0.8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-05-02 | S | D | 809 | $0.53 | 264,792 | D | — | — | |
| 2 | Common | Common Stock, Par Value $0.0001 Per Share | 2025-05-01 | M | A | 3,453 | $0.00 | 265,601 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2025-05-01 | M | D | 3,453 | $0.00 | 445,543 | D | $0.00 · — to — | 3,453 Common Stock, Par Value $0.0001 Per Share | (F2) On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four annual installments beginning April 2022. |